GB/T 45097.3-2024 English PDF (GB/T45097.3-2024)

GB/T 45097.3-2024: Safety of intelligent consumer product - Part 3: Risk control
Delivery: 9 seconds. Download (& Email) true-PDF + Invoice.
Get Quotation: Click GB/T 45097.3-2024 (Self-service in 1-minute)
Historical versions (Master-website): GB/T 45097.3-2024
Preview True-PDF (Reload/Scroll-down if blank)

GB/T 45097.3-2024
GB
NATIONAL STANDARD OF THE
PEOPLE’S REPUBLIC OF CHINA
ICS 03.120.01
CCS A 00
Safety of Intelligent Consumer Product - Part 3: Risk
Control
ISSUED ON: NOVEMBER 28, 2024
IMPLEMENTED ON: NOVEMBER 28, 2024
Issued by: State Administration for Market Regulation;
Standardization Administration of the People’s Republic of China.
Table of Contents
Foreword ... 3
Introduction ... 4
1 Scope ... 5
2 Normative References ... 5
3 Terms and Definitions ... 5
4 General Principles ... 6
5 General Process ... 6
6 Setting Plans ... 7
7 Classified Control ... 8
8 Tracing Risks ... 8
9 Tracking Feedback ... 8
Appendix A (informative) Risk Control Methods for Typical Information Hazards
(sources) and Ethical Hazards (sources) of Intelligent Consumer Products ... 10
Bibliography ... 13
Foreword
This document was drafted in accordance with the rules provided in GB/T 1.1-2020 Directives
for Standardization - Part 1: Rules for the Structure and Drafting of Standardizing Documents.
This document is Part 3 of GB/T 45097 Safety of Intelligent Consumer Product. GB/T 45097
has issued the following parts:
---Part 1: Hazard identification;
---Part 2: Risk assessment;
---Part 3: Risk control.
Please be noted that certain content of this document may involve patents. The institution
issuing this document does not undertake the responsibility of identifying these patents.
This document was proposed by and shall be under the jurisdiction of National Technical
Committee 508 on Consumer Product Safety of Standardization Administration of China
(SAC/TC 508).
The drafting organizations of this document: China National Institute of Standardization; Wuhu
Midea Kitchen and Bathroom Appliance Manufacturing Co., Ltd.; JOMOO Kitchen and
Bathroom Appliances Co., Ltd.; ECOVACS Robotics Co., Ltd.; Suzhou Center Testing
International Co., Ltd.; Zhejiang WELLSUN Intelligent Technology Co., Ltd.; Chengdu
ACTION Electronics Co., Ltd.; National Stationery Quality Supervision and Inspection Center;
CHEARI (Beijing) Certification Testing Co., Ltd.; Guangdong Province Jiangmen City Quality
and Technical Supervision Standards and Coding Institute; Shanghai XIAODU Technology Co.,
Ltd.; China Electronics Standardization Institute; Xiaomi Communications Co., Ltd.; China
International Engineering Consulting Corporation.
The main drafters of this document: Liu Xia, Zhang Lixiao, Fan Zhiping, Fang Xiangjing, Chen
Liangquan, Yan Hai, Tan Dongling, Jiang Jiabao, Ying Lifeng, Chen Qianwen, Huang Shi,
Wang Kunran, Xu Lidan, Xu Yuna, Shi Yu, Pang Qiang, Peng Yanyan, Mu Yamin, Zeng Jian,
Huang Xingna, Li Ying.
Safety of Intelligent Consumer Product - Part 3: Risk
Control
1 Scope
This document provides the principles of safety risk control of intelligent consumer products
and establishes the general process of safety risk control of intelligent consumer products,
including setting plans, classified control, tracing risks and tracking feedback.
This document is applicable to risk control activities for intelligent consumer products.
2 Normative References
The contents of the following documents constitute indispensable clauses of this document
through the normative references in the text. In terms of references with a specified date, only
versions with a specified date are applicable to this document. In terms of references without a
specified date, the latest version (including all the modifications) is applicable to this document.
GB/T 39013-2020 Consumer Product Safety - Guidelines for Risk Control
GB/T 39112-2020 General Principles for Safety Risk Control of Consumer Product Life Cycle
3 Terms and Definitions
The following terms and definitions are applicable to this document.
3.1 intelligence
A capability that possesses characteristics of human or human-like intelligence.
NOTE: the characteristics of human or human-like intelligence are manifested in the fact that in
the process of achieving a certain goal, one will always go through one or multiple
perception, decision-making, and execution processes or process cycles, and through
continuous learning, improve its ability to achieve the goal and the efficiency and
effectiveness of achieving the goal; this document believes that in embodying the
characteristics of human or human-like intelligence, perception, decision-making,
execution, as well as the various abilities learnt and the processes of learning are
indispensable.
[source: GB/T 28219-2018, 3.1]
3.2 consumer product
A product designed and produced primarily for, but not limited to, personal use, including
product components, parts, accessories, instructions and packaging.
[source: GB/T 35248-2017, 2.2]
3.3 risk control
The behavior of implementing risk management decisions.
NOTE: risk control may include monitoring, re-assessment and implementation of decisions.
[source: GB/T 28803-2012, 3.97]
4 General Principles
4.1 Comprehensiveness
Throughout the entire life cycle of intelligent consumer products, including design, production,
packaging, storage, transportation, use, recycling and disposal, etc., risk control measures are
adopted.
4.2 Validity
Comprehensively consider the coordination of various components and life cycle stages of
intelligent consumer products to ensure that risk control measures can effectively reduce risks
to an acceptable range.
4.3 Continuity
In accordance with emerging hazards (sources), dynamically adjust risk control measures to
ensure the continuity of risk control and promptly respond to new risks that may arise.
4.4 Traceability
Record information related to risk control measures at each stage of the consumer product life
cycle to facilitate subsequent traceability and analysis.
5 General Process
The general process of risk control includes steps like setting plans, classified control, tracing
risks and tracking feedback. The specific process is shown in Figure 1.
7 Classified Control
7.1 Physical and Chemical Hazards (sources)
In accordance with GB/T 39013-2020 and GB/T 39112-2020, carry out risk control of physical
and chemical hazards (sources) in intelligent consumer products.
7.2 Information Hazards (sources)
Information hazard (source) risk control shall be based on risk assessment results and safety
strategies, and corresponding control measures shall be taken to control the risks within an
acceptable range. The risk control measures for typical information hazards (sources) are shown
in Appendix A.
7.3 Ethical Hazards (sources)
Ethical hazard (source) risk control shall be based on the relevant requirements of current laws,
regulations, standards and specifications, and be consistent with the socialist core values of the
current society. The risk control measures for typical ethical hazards (sources) are shown in
Appendix A.
8 Tracing Risks
8.1 Determine Risk Control Points
Based on the hazard (source) list, determine the hazards (sources) that cause risks,
systematically analyze the characteristics of each stage of the life cycle of intelligent consumer
products, analyze the laws of risk generation and evolution, and determine the risk control
points.
8.2 Prepare Hazard (source) Management Documents
Establish a hazard (source) distribution table for the entire life cycle of intelligent consumer
products, and through product tree, fault tree and other methods, compile the hazard (source)
distribution into identifiable and reusable management documents to make risk control more
efficient and scientific.
9 Tracking Feedback
9.1 Record Results
Record the risk control status and control process, develop a risk control table, record and
compare the status before control and the effect test after control, and make follow-up
arrangements.
GB/T 45097.3-2024
GB
NATIONAL STANDARD OF THE
PEOPLE’S REPUBLIC OF CHINA
ICS 03.120.01
CCS A 00
Safety of Intelligent Consumer Product - Part 3: Risk
Control
ISSUED ON: NOVEMBER 28, 2024
IMPLEMENTED ON: NOVEMBER 28, 2024
Issued by: State Administration for Market Regulation;
Standardization Administration of the People’s Republic of China.
Table of Contents
Foreword ... 3
Introduction ... 4
1 Scope ... 5
2 Normative References ... 5
3 Terms and Definitions ... 5
4 General Principles ... 6
5 General Process ... 6
6 Setting Plans ... 7
7 Classified Control ... 8
8 Tracing Risks ... 8
9 Tracking Feedback ... 8
Appendix A (informative) Risk Control Methods for Typical Information Hazards
(sources) and Ethical Hazards (sources) of Intelligent Consumer Products ... 10
Bibliography ... 13
Foreword
This document was drafted in accordance with the rules provided in GB/T 1.1-2020 Directives
for Standardization - Part 1: Rules for the Structure and Drafting of Standardizing Documents.
This document is Part 3 of GB/T 45097 Safety of Intelligent Consumer Product. GB/T 45097
has issued the following parts:
---Part 1: Hazard identification;
---Part 2: Risk assessment;
---Part 3: Risk control.
Please be noted that certain content of this document may involve patents. The institution
issuing this document does not undertake the responsibility of identifying these patents.
This document was proposed by and shall be under the jurisdiction of National Technical
Committee 508 on Consumer Product Safety of Standardization Administration of China
(SAC/TC 508).
The drafting organizations of this document: China National Institute of Standardization; Wuhu
Midea Kitchen and Bathroom Appliance Manufacturing Co., Ltd.; JOMOO Kitchen and
Bathroom Appliances Co., Ltd.; ECOVACS Robotics Co., Ltd.; Suzhou Center Testing
International Co., Ltd.; Zhejiang WELLSUN Intelligent Technology Co., Ltd.; Chengdu
ACTION Electronics Co., Ltd.; National Stationery Quality Supervision and Inspection Center;
CHEARI (Beijing) Certification Testing Co., Ltd.; Guangdong Province Jiangmen City Quality
and Technical Supervision Standards and Coding Institute; Shanghai XIAODU Technology Co.,
Ltd.; China Electronics Standardization Institute; Xiaomi Communications Co., Ltd.; China
International Engineering Consulting Corporation.
The main drafters of this document: Liu Xia, Zhang Lixiao, Fan Zhiping, Fang Xiangjing, Chen
Liangquan, Yan Hai, Tan Dongling, Jiang Jiabao, Ying Lifeng, Chen Qianwen, Huang Shi,
Wang Kunran, Xu Lidan, Xu Yuna, Shi Yu, Pang Qiang, Peng Yanyan, Mu Yamin, Zeng Jian,
Huang Xingna, Li Ying.
Safety of Intelligent Consumer Product - Part 3: Risk
Control
1 Scope
This document provides the principles of safety risk control of intelligent consumer products
and establishes the general process of safety risk control of intelligent consumer products,
including setting plans, classified control, tracing risks and tracking feedback.
This document is applicable to risk control activities for intelligent consumer products.
2 Normative References
The contents of the following documents constitute indispensable clauses of this document
through the normative references in the text. In terms of references with a specified date, only
versions with a specified date are applicable to this document. In terms of references without a
specified date, the latest version (including all the modifications) is applicable to this document.
GB/T 39013-2020 Consumer Product Safety - Guidelines for Risk Control
GB/T 39112-2020 General Principles for Safety Risk Control of Consumer Product Life Cycle
3 Terms and Definitions
The following terms and definitions are applicable to this document.
3.1 intelligence
A capability that possesses characteristics of human or human-like intelligence.
NOTE: the characteristics of human or human-like intelligence are manifested in the fact that in
the process of achieving a certain goal, one will always go through one or multiple
perception, decision-making, and execution processes or process cycles, and through
continuous learning, improve its ability to achieve the goal and the efficiency and
effectiveness of achieving the goal; this document believes that in embodying the
characteristics of human or human-like intelligence, perception, decision-making,
execution, as well as the various abilities learnt and the processes of learning are
indispensable.
[source: GB/T 28219-2018, 3.1]
3.2 consumer product
A product designed and produced primarily for, but not limited to, personal use, including
product components, parts, accessories, instructions and packaging.
[source: GB/T 35248-2017, 2.2]
3.3 risk control
The behavior of implementing risk management decisions.
NOTE: risk control may include monitoring, re-assessment and implementation of decisions.
[source: GB/T 28803-2012, 3.97]
4 General Principles
4.1 Comprehensiveness
Throughout the entire life cycle of intelligent consumer products, including design, production,
packaging, storage, transportation, use, recycling and disposal, etc., risk control measures are
adopted.
4.2 Validity
Comprehensively consider the coordination of various components and life cycle stages of
intelligent consumer products to ensure that risk control measures can effectively reduce risks
to an acceptable range.
4.3 Continuity
In accordance with emerging hazards (sources), dynamically adjust risk control measures to
ensure the continuity of risk control and promptly respond to new risks that may arise.
4.4 Traceability
Record information related to risk control measures at each stage of the consumer product life
cycle to facilitate subsequent traceability and analysis.
5 General Process
The general process of risk control includes steps like setting plans, classified control, tracing
risks and tracking feedback. The specific process is shown in Figure 1.
7 Classified Control
7.1 Physical and Chemical Hazards (sources)
In accordance with GB/T 39013-2020 and GB/T 39112-2020, carry out risk control of physical
and chemical hazards (sources) in intelligent consumer products.
7.2 Informat...