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GB/T 43253.3-2023 English PDF (GBT43253.3-2023)

GB/T 43253.3-2023 English PDF (GBT43253.3-2023)

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GB/T 43253.3-2023: Road vehicles -- Functional safety audit and assessment method -- Part 3: Software level
This document specifies the requirements and methods for carrying out functional safety audit and assessment on functional safety-related activities and working achievements of safety-related electrical / electronic (E/E) systems at the software level, so as to check and judge the compliance of the development process and working achievements with functional safety. This document is applicable to safety-related systems containing one or multiple electrical / electronic (E/E) systems installed on mass production road vehicles other than mopeds. This document does not apply to specific electrical / electronic (E/E) systems on special-purpose vehicles, for example, vehicle systems designed for disabled drivers.
GB/T 43253.3-2023
GB
NATIONAL STANDARD OF THE
PEOPLE’S REPUBLIC OF CHINA
ICS 43.040
CCS T 35
Road Vehicles - Functional Safety Audit and Assessment
Method - Part 3: Software Level
ISSUED ON: NOVEMBER 27, 2023
IMPLEMENTED ON: NOVEMBER 27, 2023
Issued by: State Administration for Market Regulation;
Standardization Administration of the People’s Republic of China.
Table of Contents
Foreword ... 4
Introduction ... 5
1 Scope ... 7
2 Normative References ... 7
3 Terms and Definitions ... 7
4 General Requirements ... 7
5 Software Development Environment ... 8
5.1 Goal ... 8
5.2 Inputs of Audit and Assessment ... 8
5.3 Requirements for Audit and Assessment ... 9
6 Software Security Requirements ... 10
6.1 Goal ... 10
6.2 Inputs of Audit and Assessment ... 10
6.3 Requirements for Audit and Assessment ... 10
7 Software Architecture Design Specifications ... 12
7.1 Goal ... 12
7.2 Inputs of Audit and Assessment ... 12
7.3 Requirements for Audit and Assessment ... 12
8 Design and Implementation of Software Units ... 14
8.1 Goal ... 14
8.2 Inputs of Audit and Assessment ... 15
8.3 Requirements for Audit and Assessment ... 15
9 Software Unit Verification ... 15
9.1 Goal ... 15
9.2 Inputs of Audit and Assessment ... 16
9.3 Requirements for Audit and Assessment ... 16
10 Software Integration and Verification ... 17
10.1 Goal ... 17
10.2 Inputs of Audit and Assessment ... 18
10.3 Requirements for Audit and Assessment ... 18
11 Embedded Software Testing... 19
11.1 Goal ... 19
11.2 Inputs of Audit and Assessment ... 19
11.3 Requirements for Audit and Assessment ... 20
12 Software Calibration and Configuration Management ... 21
12.1 Goal ... 21
12.2 Inputs of Audit and Assessment ... 21
12.3 Requirements for Audit and Assessment ... 22
13 Software Component Identification ... 23
13.1 Goal ... 23
13.2 Inputs of Audit and Assessment ... 23
13.3 Requirements for Audit and Assessment ... 24
Appendix A (informative) Software Development Environment ... 26
Appendix B (informative) Software Security Requirements ... 28
Appendix C (informative) Software Architecture Design Specifications ... 31 Appendix D (informative) Software Unit Design and Implementation ... 37 Appendix E (informative) Software Unit Verification ... 39
Appendix F (informative) Software Integration and Verification ... 42
Appendix G (informative) Embedded Software Testing ... 46
Appendix H (informative) Software Calibration and Configuration Management ... 49 Appendix I (informative) Software Component Identification ... 53
Foreword
This document was drafted in accordance with the rules provided in GB/T 1.1-2020 Directives for Standardization - Part 1: Rules for the Structure and Drafting of Standardizing Documents. This document is Part 3 of GB/T 43253 Road Vehicles - Functional Safety Audit and Assessment Method. GB/T 43253 has issued the following parts:
---Part 1: General Requirements;
---Part 2: Concept Phase and System Level;
---Part 3: Software Level;
---Part 4: Hardware Level.
Please be noted that certain content of this document may involve patents. The institution issuing this document does not undertake the responsibility of identifying these patents. This document was proposed by Ministry of Industry and Information Technology of the People’s Republic of China.
This document shall be under the jurisdiction of National Technical Committee on Auto of Standardization Administration of China (SAC/TC 114).
The drafting organizations of this document: China Automotive Technology and Research Center Co., Ltd.; China Changan Automobile Group; Suzhou Bnovance Energy Technology Co., Ltd.; Neusoft Reach Automotive Technology (Shanghai) Co., Ltd.; Shanghai Jidu Automobile Co., Ltd.; Shanghai Motor Vehicle Inspection Certification and Tech Innovation Center, Ltd.; China FAW Group Corporation; iMotion Automotive Technology (Suzhou) Co., Ltd.; Shanghai HESAI Technology Co., Ltd.; Shanghai NASN Automotive Electronics Co., Ltd.; Schaeffler (China) Co., Ltd.; Beijing Changan Automobile Engineering Technology Research Co., Ltd.; National New Energy Vehicle Technology Innovation Center Co., Ltd.
The main drafters of this document: Shao Haihe, Chen Yong, Guo Xiaodong, Fu Yue, Li Bo, Li Hongpeng, Wen Jiwei, Hu Guoqiang, Li Xiaofeng, Wang Yu, Wang Xiaoyi, Shang Shiliang, Song Weijin, Zhao Xin, Fan Peng, Lu Gang, Hua Ding, Li Zhaolin.
Road Vehicles - Functional Safety Audit and Assessment
Method - Part 3: Software Level
1 Scope
This document specifies the requirements and methods for carrying out functional safety audit and assessment on functional safety-related activities and working achievements of safety- related electrical / electronic (E/E) systems at the software level, so as to check and judge the compliance of the development process and working achievements with functional safety. This document is applicable to safety-related systems containing one or multiple electrical / electronic (E/E) systems installed on mass production road vehicles other than mopeds. This document does not apply to specific electrical / electronic (E/E) systems on special- purpose vehicles, for example, vehicle systems designed for disabled drivers. 2 Normative References
The contents of the following documents constitute indispensable clauses of this document through the normative references in the text. In terms of references with a specified date, only versions with a specified date are applicable to this document. In terms of references without a specified date, the latest version (including all the modifications) is applicable to this document. GB/T 34590.1 ~ 34590.12-2022 Road Vehicles - Functional Safety
GB/T 43253.1-2023 Road Vehicles - Functional Safety Audit and Assessment Method - Part 1: General Requirements
3 Terms and Definitions
The terms and definitions defined in GB/T 34590.1-2022 are applicable to this document. 4 General Requirements
The audit and assessment requirements defined in GB/T 43253.1-2023 are applicable to this document.
The audit and assessment of functional safety at the software level mainly involves the following content:
---software development environment;
6 Software Security Requirements
6.1 Goal
The goal of this Chapter is to carry out audit and assessment of the relevant working achievements of software security requirements specifications and detailed software and hardware interface specifications, so as to provide evidence that:
a) Defines or refines software security requirements derived from technical security concepts and system architecture design specifications;
b) Defines the security-related functions and characteristics required for software implementation;
c) Refines the software and hardware interface requirements originally defined in Chapter 6 of GB/T 34590.4-2022;
d) Verifies whether the software security requirements and software and hardware interface requirements are applicable to software development, and verifies their consistency with technical security concepts and system architecture design specifications.
6.2 Inputs of Audit and Assessment
In order to carry out the audit and assessment process specified in this Chapter, the following inputs shall be available:
---software security requirements specifications;
---software and hardware interface specifications (refined);
---verification report of software security requirements specifications. NOTE: in order to support the audit and assessment of software security requirements specifications and refined software and hardware interface specifications, the following supporting materials may be required:
---technical security requirements specifications;
---technical security concepts;
---system architecture design specifications;
---software development environment documentation.
6.3 Requirements for Audit and Assessment
For the audit and assessment of the software security requirements specifications, the check
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