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CQC-C1109-2014 English PDF (CQC-C1109-2014)

CQC-C1109-2014 English PDF (CQC-C1109-2014)

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CQC-C1109-2014: China Compulsory Certification Implementation Detailed-Rules - Vehicle interior parts

Implementation Detailed-Rules for China Compulsory Certification - Automotive interiors is formulated according to the provisions of Implementation Rules for China Compulsory Certification - Automotive interiors (CNCA-C11-09:2014). Detailed-Rules is used together with Implementation Rules as a supportive document.
CQC-C1109-2014
Serial No.. CQC-C1109.2014
Implementation Detailed-Rules for
China Compulsory Certification
Automotive interiors
ISSUED ON. DECEMBER 31, 2014
IMPLEMENTED ON. JANUARY 1, 2015
China Quality Certification Center
Table of Contents
0. Introduction??...??5
0.1 Terms and definitions??...??5
0.2 Classification Management Requirements of Manufacturing Enterprises??...??5 0.3 Requirements on Utilizing Testing Resources of Manufacturing Enterprises ??...??7
1. Application scope??...??8
2. Certification standards??...??9
3. Certification mode??...??9
3.1 Basic Certification Mode??...??9
3.2 Applicability of Certification Mode??...??9
4. Division of Certification Units??...??10
5. Certification entrusting??...??10
5.1 Proposal and Acceptance of Certification Application??...??10
5.2 Application Materials??...??10
5.3 Implementation Arrangement??...??11
6. Implementation of Certification??...??12
6.1 Type Test??...??12
6.2 Initial Factory Inspection??...??15
6.3 Certification Evaluation and Determination??...??17
6.4 Certification Time-limit??...??17
6.5 Service-parts of discontinued vehicle model??...??17
7. After-Certification Supervision??...??17
7.1 After-certification follow-up inspection??...??18
7.2 Sampling Test or Inspection at the Production On-site??...??19
7.3 Market Sampling Test or Inspection??...??19
7.4 Frequency and Time of After-Certification Supervision??...??20
7.5 Record of After-Certification Supervision??...??20
7.6 Evaluation of Supervision Result after getting the certificate??...??20 8. Certificate??...??21
8.1 Maintenance of the certificate??...??21
8.2 Content of the Certificate??...??21
8.3 Change of the Certificate??...??21
8.4 Cancellation, Suspension and Withdrawal of the Certificate??...??22
8.5 Use of the Certificate??...??23
9. Certification Mark??...??23
9.1 Mark style permitted to use??...??23
9.2 Use Requirements??...??23
10. Charge??...??23
11. Certification Responsibility??...??24
12. Procedures and Time-limit Related to Technical Disputes, Complaints and Appeals??...??24
Attachment 1 Requirements of Production Conformity Control Plan??...??25 Attachment 2 Certification implementation of service parts for after-sales maintenance for discontinued vehicle model??...??28
0. Introduction
?€?Implementing Detailed-Rules for China Compulsory Certification - Automotive interiors?€? (hereinafter referred to as Detailed-Rules) is compiled based on the requirements of ?€?Implementation Rules for China Compulsory Certification - Automotive interiors?€? (CNCA-C11-09.2014) (hereinafter referred to as Implementation-Rules). This Detailed-Rules is used together with the Implementation-Rules as supportive document. The product scope, certification basis and all other contents of this Detailed-Rules shall comply with relevant provisions of Implementation Rules. It shall also be adjusted according to the Notices such as defined directory and directory adjustment that are issued by Certification and Accreditation Administration of China (hereafter referred to as CNCA). In accordance with the provisions of Implementation Rules, following the principles of maintaining the effectiveness of product certification, improving quality of product, serving certification companies, and controlling risk of certification, CQC formulates and issues this Detailed-Rules. Through establishing the classification management requirements of manufacturing enterprises, and combining the classification of manufacturing enterprises, this Detailed-Rules determines the implementation requirements for China Compulsory Certification of Automotive interiors.
0.1 Terms and definitions
0.0.1 Testing at Manufacturer?€?s Premises (abbreviated as TMP mode)
It means that the engineers of designated laboratory use the testing equipment in the factory laboratory to conduct testing. The factory shall dispatch test personnel to provide assistance. The designated laboratory will examine, approve and issue the test report. 0.1.2 Witnessed Manufacturer?€?s Testing (abbreviated as WMT mode)
It means that the engineer of designated laboratory witnesses the factory laboratory?€?s test conditions and all tests completed by using the laboratory?€?s equipment or according to the test plan submitted; or witnesses part of the test conditions and the test items. Test personnel of the factory laboratory shall provide the original records and draft up the test report together with the engineer of designated laboratory according to relevant provisions. The designated laboratory shall audit, approve and issue the test report. 0.2 Classification Management Requirements of Manufacturing Enterprises CQC collects and sorts-out all the information related to certification products and quality related to manufacturing enterprises; and uses dynamic classification management for manufacturing enterprises. certification entrusting client [hereafter abbreviated as CLIENT], manufacturer and manufacturing enterprise shall make cooperation with it. CQC classifies the manufacturing enterprises into 4 categories - A, B, C and D. Quality information that is based to classify the manufacturing enterprises shall at least include the following aspects.
(1) results of factory inspection (including the initial factory inspection and after-certification follow-up inspection);
(2) results of sample test and / or supervision sampling test (including type test, production on-site sampling or market sampling, etc.);
(3) inspection results of national-level or provincial-level sampling, CCC special sampling, etc.;
(4) the cooperation conditions of CLIENT, producers (manufacturers) and manufacturing enterprises for after-certification supervision;
(5) judicial decision, arbitration of complaint and appeal, media exposure, quality information feedback of consumers, etc.;
(6) quality conditions of the certification products;
(7) other information.
Classification principles of manufacturing enterprises are shown in following table. Table 1 Classification principles of manufacturing enterprises
Category Classification principles
Category B enterprises provide CQC with compliance documents. CQC performs comprehensive risk evaluation of the collected quality information and the documents provided by Category B enterprises. Then CQC determines the classification result. The evaluation contents include at least following aspects.
1. Factory inspection. Initial factory inspection / after-certification follow-up inspec...

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