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CQC-C0401-2014 English PDF (CQC-C0401-2014)

CQC-C0401-2014 English PDF (CQC-C0401-2014)

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CQC-C0401-2014: China Compulsory Certification Implementation Detailed-Rules - Small power motors

Implementation Detailed-Rules for China Compulsory Certification - Small-power Motor is formulated according to the provisions of Implementation Rules for China Compulsory Certification - Small-power Motor (CNCA-C04-01:2014). Detailed-Rules is used together with Implementation Rules as a supportive document.
CQC-C0401-2014
Page??1??of??38 Translated??English.??CQC?€?C0401.2014
Serial No.. CQC-C0401.2014
Detailed Implementation Rules for
China Compulsory Certification
Small-power Motor
ISSUED ON. SEPTEMBER 1, 2014
IMPLEMENTED ON. SEPTEMBER 1, 2014
China Quality Certification Center
Page??2??of??38 Foreword
This Detailed Implementation Rules is formulated on the basis of
Implementation Rules for China Compulsory Certification ?€? Small-power Motor (CNCA-C04-01.2014). It is issued by China Quality Certification Center. Copyright is owned by China Quality Certification Center. No organization or individual shall use in whole or part of this Detailed Implementation Rules in any form without the permission from China Quality Certification Center. Formulating organization. China Quality Certification Center
Page??3??of??38 Table of Contents
0.1 Terms and definitions??...??4
0.2 Classification management requirements of manufacturing enterprise??...??5 1. Application Scope??...??7
2. Standards for certification??...??7
3. Certification mode??...??7
3.1 Basic mode??...??7
3.2 Details of certification mode??...??7
3.3 Applicability of certification mode??...??7
4. Division of certification-unit??...??8
5. Certification entrusting??...??8
5.1 Certification application and acceptance??...??8
5.2 Application materials??...??8
5.3 Implementation arrangement??...??9
6. Certification implementation??...??9
6.1 Type test??...??9
6.2 Initial factory inspection??...??11
6.3 Certification evaluation and approval??...??14
6.4 Certification time limit??...??14
7. After-certification supervision??...??14
7.1 After-certification follow-up inspection??...??14
7.2 On-site sampling inspection??...??15
7.3 Market sampling inspection??...??15
7.4 Frequency and time of after-certification supervision??...??16
7.5 Record of after-certification supervision??...??16
7.6 Evaluation of result of after-certification supervision??...??16
8. Certificate??...??16
8.1 Certificate maintenance??...??16
8.2 Change of certificate for covered products??...??16
8.3 Expansion of covered products??...??17
8.4 Cancellation, suspension and withdrawal of certificate??...??17
8.5 Use of certificate??...??17
9. Certification marks??...??17
10. Charge??...??17
11. Certification responsibilities??...??18
12. Process and time-limit requirements related to technical disputes, complaints and appeal??...??18
Attachment 1 Requirements for certification-unit division and sending-sample of compulsory certification for small-power motor??...??19
Attachment 2 Change requirements and list of critical components, materials and non-metal parts??...??23
Attachment 3 Requirements for factory?€?s quality assurance capacity??...??27 Attachment 4 Manufacturing Enterprise Quality Control Test Requirements for Small-power Motor??...??34
0. Introduction
Page??4??of??38 Detailed Implementation Rules for China Compulsory Certification - Small- power Motor (hereafter referred to as Detailed-Rules) is formulated according to the provisions of Implementation Rules for China Compulsory Certification - Small-power Motor (CNCA-C04-01.2014) (hereafter referred to as
Implementation Rules). Detailed-Rules is used together with Implementation Rules as a supportive document.
The product scope, certification basis and all other contents of this Detailed- Rules shall comply with relevant provisions of Implementation Rules. It shall also be adjusted according to the Notices such as defined directory and directory adjustment that are issued by Certification and Accreditation Administration of China (hereafter referred as to CNCA).
In accordance with the provisions of Implementation Rules, following the principles of maintaining the effectiveness of product certification, improving quality of product, serving certification companies, and controlling risk of certification, CQC formulates and issues this Detailed-Rules. Through
establishing the classification management requirements of manufacturing enterprises, and combining the classification of manufacturing enterprises, this Detailed-Rules determines the implementation requirements for China
Compulsory Certification of small-power motor.
0.1 Terms and definitions
0.1.1 Testing at Manufacturer?€?s Premises (abbreviated as TMP mode)
It means that the engineers of designated laboratory use the testing equipment in the factory laboratory to conduct testing. The factory shall dispatch test personnel to provide assistance. The designated laboratory will examine, approve and issue the test report.
0.1.2 Witnessed Manufacturer?€?s Testing (abbreviated as WMT mode)
It means that the engineer of designated laboratory witnesses the factory laboratory?€?s test conditions and all tests completed by using the laboratory?€?s equipment or according to the test plan submitted; or witnesses part of the test conditions and the test items. Test personnel of the factory laboratory shall provide the original records and draft up the test report together with the engineer of designated laboratory according to relevant provisions. The designated laboratory shall audit, approve and issue the test report.
0.1.3 ODM (Original Design Manufacturer) manufacturing enterprise
The factory that utilizes the same-quality assurance capability requirements, same-product design, same-production process control, and same inspection requirements etc., to design, process, manufacture the same-product for a manufacturer or multiple manufacturers.
Page??5??of??38 0.1.4 Holder of ODM initial certificate
The organization that holds the initial product certificate of ODM product. 0.1.5 OEM (Original Equipment Manufacturer) manufacturing enterprise
The manufacturing factory that manufactures the certification product in accordance with the entrusting party?€?s design, process control and inspection requirements. The entrusting party can be the c...

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