CQC-C0201.06-2014 English PDF

CQC-C0201.06-2014: [2019-Edition, 2020-Enforced] China Compulsory Certification Implementation Detailed-Rules - Electrical accessories - thermal fuse - heat
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CQC-C0201.06-2014
Serial No.: CQC-C0201.06-2014
Implementation Detailed-Rules for China Compulsory
Certification - Electrical accessories - thermal fuse
ISSUED ON: SEPTEMBER 01, 2014
IMPLEMENTED ON: SEPTEMBER 01, 2014
China Quality Certification Center
Table of Contents
Foreword ... 5 
0. General requirements ... 6
0.1 Foreword ... 6 
0.2 Definition of terms ... 6 
1. Classification management requirements of manufacturers ... 7
2. Selection of certification mode and related requirements ... 9
2.1 Basic selection mode ... 9 
2.2 Refinement of certification mode ... 9 
2.3 Applicability of certification mode ... 9 
3. Division of certification unit ... 10
3.1 Basic principles of division of certification units ... 10 
3.2 Principles of product coverage in the same certification unit ... 10 
3.3 Principles for the division of certification units of products by different
certification clients, different producers, different manufacturers ... 11 
4. Certification process and time limit requirements ... 11
4.1 Submission and acceptance of certification application ... 11 
4.2 Certification scheme ... 12 
4.3 Review of application data ... 12 
4.4 Type test ... 13 
4.5 Enterprise’s quality assurance capability and product consistency check (initial
factory inspection) ... 13 
4.6 Evaluation and approval of certification results ... 14 
4.7 Other issues ... 15 
5. Certification application data and related requirements ... 15
6. Sample testing requirements (number of samples sent, testing items, test
scheme) ... 15 
6.1 Requirements for sample delivery (sampling) ... 16 
6.2 Requirements for test item ... 16 
6.3 Requirements for test sample ... 16 
6.4 Implementation of test ... 17 
7. Relevant requirements for factory inspection and post-certification
supervision ... 17 
7.1 Definition of factory inspection objects and coverage requirements of factory
inspection ... 17 
7.2 Quality assurance capability and product consistency check requirements of
compulsory product certification enterprise for thermal fuses ... 18 
7.3 Requirements for quality control testing of thermal fuse plant ... 18 
7.4 Requirements for regular confirmation inspection and control of critical
components and materials of thermal fuses ... 18 
7.5 Factory inspection requirements for ODM / OEM mode ... 18 
7.6 Post-certification supervision ... 19 
8 Requirements for certification changes (including standard version changes)
... 22 
8.1 Change application and requirements ... 23 
8.2 Evaluation and approval of changes ... 23 
8.3 Requirements for change of certification-based standards ... 24 
9. List of critical components and materials ... 24
9.1 Critical components and materials ... 24 
9.2 Requirements for control of critical components and materials ... 24 
9.3 Requirements for critical components and materials in the product description
report ... 24 
10. Basis of charge and related requirements ... 24
11. Process and time limit requirements related to technical disputes and
appeals ... 24 
Annex 1: Unit division and number of samples sent ... 25 
Annex 2: Quality assurance capability and product consistency check
requirements for thermal fuse enterprise ... 26 
Annex 3: Quality control test requirements for thermal fuse factory ... 27 
Annex 4: Control requirements for regular confirmation inspection for critical
components and materials ... 29 
Annex 5: Critical components and materials of thermal fuses and the
declaration requirements ... 30 
Annex 6: Types of thermal fuse products for supervision sampling inspection
... 31 
Annex 7: Operational requirements for using manufacturer’s testing resources
to implement testing (or witness testing) ... 32 
0. General requirements
0.1 Foreword
The Implementation Detailed-Rules for China Compulsory Certification of
Thermal Fuse (hereinafter referred to as the Detailed-Rules) are compiled in
accordance with the requirements of the “Implementation Detailed-Rules for
China Compulsory Certification - Electrical Accessories" (CNCA-C02-01:2014)
(hereinafter referred to as the Implementation Rules), as a supporting
document for the Detailed-Rules. According to the Implementation Rules and
the relevant requirements of the China Quality Certification Center (hereinafter
referred to as CQC)’s quality manuals, program files, operating instructions, etc.,
based on the principles of maintaining the effectiveness of product certification,
improving product quality, serving certification companies, controlling
certification risks, the Detailed-Rules are formulated and published.
The Detailed-Rules are a detailed refinement of the Implementation Rules and
shall be used in conjunction with the Implementation Rules. The product scope
to which the Detailed-Rules are applicable and the certification basis are
consistent with the relevant provisions in the Implementation Rules; meanwhile
adjustments are implemented in accordance with the announcement of catalog
definition and catalog adjustment as issued by the Certification and
Accreditation Administration of China (hereafter referred to as CNCA).
CQC establishes the classification management requirements of
manufacturers based on the provisions of the certification Implementation
Rules; combines the classification of manufacturers, to clarify the
implementation requirements of compulsory product certification for thermal
fuses.
0.2 Definition of terms
0.2.1 Testing at manufacturer’s premises (abbreviated as TMP mode)
The test is performed by the personnel of the designated testing organization
using the equipment of the manufacturer, under the assistance by the testing
personnel of the manufacturer. The testing report is issued by the designated
testing organization.
0.2.2 Witnessed manufacturer’s testing (abbreviated as WMT mode)
The test is performed by the testers of the manufacturer using their equipment,
wherein the testing items and testing conditions are under the witness by the
personnel of the designated testing organization. The manufacturer’s testing
personnel issues the original records; drafts the test report. The personnel of
the designated testing organization reviews and confirms the test report. The
test report is issued by the designated testing organization.
0.2.3 ODM (Original Design Manufacturer)
A factory that uses the same quality assurance capability requirements, the
same product design, production process control and inspection requirements
to design, process, produce the same products for one or more producers
(manufacturers).
0.2.4 ODM initial certificate holder
The organization that obtained the product certification certificate for the first
time for ODM products.
0.2.5 OEM (Original Equipment Manufacturer)
Manufacturers producing certified products in accordance with design,
production process control and inspection requirements provided by the client.
The client may be a certification client or a producer (manufacturer); the OEM
manufacturer produces certified products under the equipment of the OEM
manufacturer according to the design, production process control, inspection
requirements provided by the client.
1. Classification management requirements of
manufacturers
CQC collects and sorts all kinds of information related to the quality of certified
products and their manufacturers; carries out dynamic classification
management on manufacturers. The certification client, producer and
manufacturer shall cooperate.
There are four types of manufacturers, which are represented by A, B, C, D.
Classification is based on at least the following information:
Results of factory inspection (including initial factory inspection and follow-
up inspection after certification);
Testing results of supervision samplings (production site sampling or market
/ user sampling);
Conclusions of national spot check, provincial spot check, CCC special spot
checks;
Media exposure and quality information feedback from product users and
accordance with the standard in all terms. For other samples with rated
operating temperature, it only performs the cut-off current of clause 10.6 and
the temperature test of chapter 11.
3.2.2 In the same application unit, if there are multiple rated currents and rated
voltages, select one or more groups of the most severe rated voltages and
currents for testing according to standards, covering the rest of the rated values.
3.3 Principles for the division of certification units of products
by different certification clients, different producers, different
manufacturers
3.3.1 The products of different certification clients, different producers
(manufacturers), different manufacturing enterprises (manufacturing plants)
shall be used as different application units.
3.3.2 For the same product produced by the same producer (manufacturer) but
different manufacturing enterprises (manufacturing plants), when the
production company is type A, it may carry out the type test in only one unit; for
the products as produced by other production companies, it needs to provide
samples /data for verification of consistency; for the products of types B, C, D
manufacturers, each unit shall be subject to type test.
3.3.3 The same product produced by different producers and the same
manufacturer can be type tested on only one sample of the unit. The products
of other producers need to provide samples / data for consistency verification.
4. Certification process and time limit requirements
4.1 Submission and acceptance of certification application
The certification client submits a certification application to CQC through the
Internet (www.cqc.com.cn). When applying, it must fill in the necessary
enterprise information and product information as required. If necessary, it shall
also provide a business registration certificate, organization code, product
description, agreement, etc.
CQC reviews the application according to relevant requirements; issues a
notification of acceptance or rejection within 2 working days; or requires the
certification client to re-submit the certification application after rectification.
After accepting the certification application, CQC determines the certification
shall be responsible for the authenticity of the information provided. CQC and
laboratories manage and store the certification data as provided by the
certification clients; have the obligation to keep confidential.
4.4 Type test
For a certification application that requires type testing and the application data
is qualified, CQC formulates a type testing scheme within 2 working days and
notifies the certification client. The type test scheme includes sample
requirements and quantities, testing criteria and items, laboratory information,
etc.
Under normal circumstances, the certification client prepares samples
according to the requirements of the type test scheme and sends them to the
designated laboratory; if necessary, for types C and D manufacturers, CQC will
follow the requirements of the type test scheme to adopt the site sampling /
sealing method to obtain the sample; arrange the certification client to send it
to the designated laboratory.
After receiving the samples, the laboratory will check the authenticity of the
samples within 2 working days according to the relevant provisions of the
prototype inspection; report the results to CQC. CQC will issue a test notification
or make corresponding treatment based on the results of the examination within
2 working days.
After receiving the test notification, the laboratory arranges the sample test. The
test time generally does not exceed 65 working days (calculated from the date
of issuing the test task, and does not include the time required for the company
to make corrections and retests due to the unqualified test items).
When there are unqualified items in the test, the certification client is allowed to
make rectification; the rectification shall be completed within the time limit as
specified by the CQC. If the time limit is exceeded, the certification client shall
be deemed as abandoning the application; the certification client may also
terminate the application on its own initiative.
After the type test is completed, the laboratory shall issue a type test report in
the prescribed format; dispose of the test samples and related data in
accordance with the relevant provisions of the prototype verification.
4.5 Enterprise’s quality assurance capability and product
consistency check (initial factory inspection)
The initial factory inspection includes the first factory inspection, the type-
4.7 Other issues
The Detailed-Rules do not make clear the certification process and time limit,
which are subject to the requirements of the relevant CQC procedure
documents and operating instructions.
The certification client, producer (manufacturer), manufacturing enterprise shall
actively cooperate with the certification activities.
5. Certification application data and related
requirements
After the application is accepted, the certification client shall provide relevant
application data and technical data to the CQC and / or laboratory according to
the requirements of the certification scheme, which usually includes:
(1) Certification application or certification contract;
(2) Registration certificate of certification client, producer, manufacturer
(such as business license, organization code certificate, etc.);
(3) Relevant agreements or contracts (such as ODM agreement, OEM
agreement, letter of authorization, etc.) signed between the certification
client, the producer, and the manufacturing enterprise;
(4) Technical data (including the main technical parameters, structure, model
description, list of critical components and / or materials, electrical
schematic diagrams, assembly drawings, description of differences in
products of different specifications included in the same certification u...