CNCA C09-01-2014 English PDF (CNCAC09-01-2014)

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CNCA C09-01-2014: China Compulsory Certification Implementation Rules - Information technology equipment
CNCA-C09-01.2014
CNCA/CCC
Serial No.. CNCA-C09-01.2014
CNCA-C09-01-2014
China Compulsory Certification Implementation Rules -
Information technology equipment
ISSUED ON. JULY 16, 2014
IMPLEMENTED ON. SEPTEMBER 01, 2014
Issued by. Certification and Accreditation Administration of the People's
Republic of China
He is now the Sales Manager (Founder and Managing Director) at
expertise and hands-on working experiences, through his then-employment as
“China Certification Program Manager” at BlackBerry Beijing, and “Product
Safety and Compliance (PS and C) Manager” at Motorola Singapore.
- CNCA/China Compulsory Certification (CCC) regulations.
- Hands-on program experience with regulator CNCA for CCC mark’s
compliance, approval and management.
- Was an authorized representative by then-employer BlackBerry (RIM)
to liaise with Chinese regulators, authorities, certification bodies and
designated laboratories – including CNCA, CQC, Beijing
Communication Authority, Beijing Administration of Quality Supervision
Inspection and Quarantine.
- Hands-on program experience with certification body CQC for
“certification entrusting”, type test, initial factory audit, regular/annual
factory audit (i.e. the “after-certification supervision” in this Rules).
- Manage, plan, guide and site-visit the global factories/suppliers’ global
factories (i.e. the “manufacturing enterprises” in this Rules) in North
America, Europe and China for CQC initial factory audit and regular
annual factory audit (after-certification supervision).
- ISO Process Auditor, certified by Motorola USA and Motorola Singapore
- PMP, certified by Project Management Institute USA.
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Table of Contents
0 Introduction ... 5 
1 Application scope ... 5 
2 Certification standards ... 5 
3 Certification modes ... 6 
4 Classification of certification units ... 7 
5 Certification entrusting ... 7 
5.1 Application and acceptance of certification entrusting ... 7 
5.2 Application materials ... 7 
5.3 Implementation Arrangement ... 8 
6 Certification implementation ... 8 
6.1 Type test ... 8 
6.2 Certification evaluation and approval ... 9 
6.3 Time limit of the certification ... 10 
7 After-certification supervision ... 10 
7.1 After-certification follow-up inspection ... 10 
7.2 Factory on-site sampling testing or inspection ... 10 
7.3 Market sampling test or inspection ... 11 
7.4 Frequency and time of after-certification supervision ... 11 
7.5 Records of after-certification supervision ... 11 
7.6 Evaluation on after-certification supervision ... 12 
8 Certificate ... 12 
8.1 Maintenance of the certificate ... 12 
8.2 Change of products covered by the certificate ... 12 
8.3 Expansion of products covered by the certificate ... 13 
8.4 Certificate’s cancellation, suspension and withdrawal ... 13 
8.5 Use of the certificate ... 13 
9 Certification marks ... 14 
9.1 Mark style permitted to use ... 14 
9.2 Mark requirements ... 14 
10 Charges ... 14 
11 Certification responsibility ... 14 
12 Certification implementation detailed-rules ... 15 
0 Introduction 
This Rules is established based on the safety risk and certification risk of information
technology equipment. It stipulates the basic principles and requirements for the
implementation of China Compulsory Certification for information technology
equipment.
This Rules can be used with other general rules issued by Certification and
Accreditation Administration (CNCA), such as “China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management,
Certification Mode Selection and Determination”, “China Compulsory Certification
Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and
Other Certification Results”, “China Compulsory Certification Implementation Rules -
Factory Inspection General Requirements”.
The certification body shall make principles for certification according to the general
implementation rules and this Rules and implement them accordingly.
Manufacturing enterprise shall ensure that their certified products are capable of
sustaining the compliance with the certification and are compatible with the
requirements of the standards.
1 Application scope
This Rules applies to information technology equipment, including the following
product types. microcomputer (including self-service terminal), portable computer,
display device connected to computer, printing device connected to computer,
multi-purpose printing copier, scanner, computer built-in power supply and power
adapter, charger, computer game machine, learning machine, copier, server, cash
register.
Due to the changes in the laws, regulations or related product standards, technology,
industry policies and other causes which may change the applicable scope, the
announcement released by CNCA shall be final and conclusive.
2 Certification standards 
No. Product types Certification standards Safety standard EMC standard
1 Microcomputer (including self-service terminal) GB 4943.1 GB 9254 GB 17625.1 2 Portable computer
conditions and specific requirements of voluntary product certificate or type test report
that may be accepted or recognized.
6.1.3 Items of type test
(1) Safety testing items
In principle, it shall include all applicable items specified in the product safety
standards.
(2) EMC testing items (when applicable)
In principle, it shall include all applicable items specified in the electromagnetic
compatibility standards.
6.1.4 Implementation of type test
In general, type test shall be conducted in the laboratory designated by CNCA.
Laboratory shall conduct the type test to the samples, integrally record the whole test
and archive for retaining, so that the test process and results are traceable.
On the premise of not affecting the validity of the certification results, certification body
can formulate corresponding management procedures according to “China
Compulsory Certification Implementation Rules – Utilization of Manufacturing
Enterprise Testing Resource and Other Certification Results”, and use the testing
resources of the manufacturing enterprise to conduct test or witness test by the test
personnel sent by the designated laboratory according to the standard requirements;
and designated laboratory will issue the test report. The laboratory shall ensure the
authenticity, correctness and traceability of the test results. Certification body shall
specify the requirements and procedure in certification implementation detailed-rules.
6.1.5 Type test report
Certification body shall specify a unified form of the type test report.
After the type test is completed, the laboratory shall, in time, provide the type test reports
to certification body and CLIENT. The test report shall include the description of all
product and certification information in the application unit. CLIENT shall ensure that it is
able to provide the complete and valid type test report to certification body and laws
enforcement authorities during the after-certification supervision.
6.2 Certification evaluation and approval
Certification body shall make a comprehensive evaluation to the type test results and
relevant information/materials. For those meeting the certification requirements, the
certificate will be granted. In ...